Eric Lord joined Joseph Gunnar as Head of Investment Banking/Underwritings in the firm’s Global Equity Capital Markets Group. Eric started his career as an investment analyst for a registered investment advisory firm in Boston where he prepared asset allocation plans and annual investment performance reviews for high net-worth clients. Mr. Lord was also Vice President of Equity Capital Markets at Maxim Group LLC. Over a two-year span at Maxim, he worked on more than 150 public market offerings, including eight Maxim lead managed transactions. After joining Maxim, he was Senior Vice President of Global Equity Capital Markets at Rodman & Renshaw, LLC. Over three years at Rodman, spanning the financial crisis, he assisted in the origination and sale of nearly 100 public offerings, including more than 25 lead-managed public offerings, as well as several lead-managed private placements.
Most recently, Mr. Lord was Senior Vice President at Aegis Capital Corp. and a founding member of the firm’s Global Equity Capital Markets department. In four years with Aegis, the Global Equity Capital Markets department completed more than 100 offerings as book-runner or co-manager, raising nearly $3 billion in gross proceeds.
Mr. Lord is a Series 7 licensed Registered Representative, Series 24 licensed General Securities Principal and passed the CFA Level 1 exam. Mr. Lord holds a B.S. in Business Administration with a concentration in Finance from the University of Richmond.