Clear
October 25, 2017

Sachem Capital Corp.

$17 Million


Joint Book-Runner Equity Capital Markets
October 16, 2017

Ampio Pharmaceuticals, Inc.

$6.8 Million


Placement Agent Equity Capital Markets
September 22, 2017

Hamamatsu Photonics

$42 Million


Advisor Equity Capital Markets
September 14, 2017

BiondVax Pharmaceuticals Ltd.

$10 Million


Sole Book-Runner Equity Capital Markets
August 28, 2017

China Cord Blood Corp.

$30 Million


Executing Broker Equity Capital Markets
August 15, 2017

AYTU BioScience, Inc.

$11.8 Million


Placement Agent Equity Capital Markets
June 28, 2017

Meridian Waste Solutions

$4 Million


Joint Book-Runner Equity Capital Markets
June 21, 2017

SG Blocks, Inc.

$8.6 Million


Sole Book-Runner Equity Capital Markets
June 8, 2017

Immuron

$6.1 Million


Joint Book-Runner Equity Capital Markets
June 2, 2017

Ampio Pharmaceuticals

$6.3 Million


Placement Agent Equity Capital Markets
May 25, 2017

MRI Interventions, Inc.

$13.3 Million


Placement Agent Equity Capital Markets
May 11, 2017

Staffing 360 Solutions, Inc.

$3 Million


Placement Agent Equity Capital Markets
May 8, 2017

Arkados

$4 Million


Placement Agent Equity Capital Markets
May 8, 2017

Arkados

$15 Million


Advisor Equity Capital Markets
April 25, 2017

Catasys, Inc.

$16.5 Million


Sole Book-Runner Equity Capital Markets
April 13, 2017

Sorrento Therapeutics

$47.3 Million


Co-Manager Equity Capital Markets