Global Equity Syndicate

Investment Banking

Syndicated Offerings

Our Global Equity Syndicate team has participated in 444 public offerings managed by other leading investment banking firms in 2015, giving investors the opportunity to participate in offerings of companies across all sectors. By maintaining strong relationships with top brokerage firms across the country, we have the ability to facilitate access that is not otherwise available to our clients. We have participated in 1,750 transactions as an underwriter or selling group member since 2012.

Global Equity Syndicate Leadership


Anthony J. Sica

Mutual Fund Coordinator and Syndicate Coordinator

Anthony Sica joined Joseph Gunnar in 2003 as Managing Director and is currently the Mutual Fund Coordinator and Syndicate Coordinator. Mr. Sica has more than 30 years of financial services experience, including SVP at Lehman Brothers, SVP at Prudential Securities and Senior Managing Director at Wachovia Securities. Mr. Sica maintains his perennial position as a top-producing Financial Consultant.

David Cooper

Syndicate Coordinator

David Cooper joined Joseph Gunnar in 2009, where he began his career on Wall Street. Mr. Cooper has been the Syndicate Coordinator since 2011, where his focus is on IPO and Secondary market transactions across a multitude of sectors. He has helped grow the Syndicate Desk selling group participation from 75 deals in 2010 to more than 400 in 2015. He has also been instrumental in building out the firm’s Mutual Fund platform and providing in depth portfolio reviews for clients. He holds Series 7 and 63 licenses. Mr. Cooper holds a B.S. in Finance from the University of Miami.

Global Equity Syndicate Transactions

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Contact Us

Contact us for more information about our Investment Banking Solutions including financing, liquidity creation, IPO, secondary offerings and related services. 

Click here to Contact the Mutual Fund and Syndicate Coordinator