A Full Array of Investment Products and Services

Committed to assisting our clients achieve their financial goals

Gain a Competitive Financial Advantage

Whether your company is privately held or publicly traded, early or mid-stage, our team can assist you in finding the means to attaining your corporate and personal goals.

Global Equity Capital Markets

Our Global Equity Capital Markets (GECM) team has originated, structured and sold more than 150 offerings as a book-runner, co-manager or placement agent raising nearly $3 billion since September 2011.

Client services include


Underwritten Secondary Offerings

Registered Directs & PIPEs

Private Placements

Special Purpose Acquisition Company (“SPAC”) Initial Public Offerings and M&A Advisory

Bridge Loans

View Global Equity Capital Market Services

Debt Capital Markets

Our Debt Capital Markets team has sourced and secured more than $500M of debt financing term sheets for both public and private clients.

Provided debt structures include

Cash Flow Loans

Asset Based Loans

Loans Against IP

Enterprise Value Loans

Loans Against Contracts & Purchase Orders

Venture Debt

View Debt Capital Market Services

Advisory Services

Our banking division can address a broad spectrum of corporate strategy needs, whether merger & acquisition oriented or via business development initiatives.

Services Include

Business Development/Strategy Consulting

Merger & Acquisitions

View Advisory Services

Highlights of Completed Transactions


More than 154 offerings as a book-runner, co-manager or placement agent by our GECM team since September 2011


100 underwritten public offerings completed as a book-runner by our GECM team since September 2011


More than $1.3 billion underwritten as book-runner


19 IPO’s completed as left lead or sole book-runner since 2013

Browse through our selected client transactions

Customized, One-on-One Consultative Services

Realizing that the financial needs of every customer are different, our financial consultants are ready to customize a strategy to help you reach your goals.

Private client services include

Account Protection

Equity and Fixed Income Trading

Equity New Issues

Equity Research

Fee-Based Managed Money Solutions

Insurance Products

Investment Banking Offerings

Mutual Funds


Pre-IPO Private Placement Offerings


Retirement Services

Structured Products

Syndicate New Issues

Wealth Preservation and Financial Planning Services

View Private Client Services

Unbiased Research Methods

Our clients benefit from unbiased research methods via a top-down approach for recommending specific equity investments.

View Research Reports