At Joseph Gunnar & Co., LLC, we respect every individual's right to privacy. Your trust in our relationship with you is our most valuable asset, and we understand the importance you place on your privacy and the security of information that personally identifies you or your account. Keeping customer information secure and using it only as our customers acknowledge is a top priority at Joseph Gunnar.

Here is our assurance to you, our customer:

• We will safeguard and protect the confidentiality of any information our customers share with us.
• We will not reveal customer information to any external organization unless we have previously informed the customer in disclosures, have been authorized in writing by you, the customer, to do so, or are required by law.
• For credit reporting, verification, and risk management, we will exchange information about our customers with reputable reference sources and clearinghouse services, such as RBC Correspondent Services.
• We reserve the right to disclose or report personal information in limited circumstances where we believe in good faith that disclosure is required, to cooperate with regulators or law enforcement authorities, to report debts owed to us, or to protect our property rights.
• We use personal information in ways that are compatible with the purposes for which we initially collected it. For example, we will use the information you give us to process your requests and transactions, to provide you with information about products and services, or to evaluate your financial needs. To do so, we share personal information with an agent or affiliate.
• We will try to keep customers informed, accurate, and up to date. If you identify an error in your personal information or want to make changes, please get in touch with us; we will promptly update our records.
• We maintain physical, electronic, and procedural safeguards to protect non-public personal information.
• We may change this privacy policy from time to time. We will notify you of any change, and such modification will become effective upon notice.
• If our company no longer maintains your personal information, we will destroy it by shredding, either directly or through a bonded, contracted firm.

If you have any questions about the information we have provided, please do not hesitate to contact either your Registered Representative or Joseph Gunnar & Co.'s Chief Compliance Officer at 212-440-9678.