Joseph Gunnar & Co., LLC (JGUN) has provided information pursuant to SEC Rule(s) 605 and 606 that requires firms to make publicly available, quarterly reports of the Firm’s order routing practices. All orders are routed through our clearing agent RBC Correspondent Services (RBC) or internally through our institutional platform. Orders executed by the JGUN Institutional desk may be viewed via the TAG Audit Group. For information provided by RBC, please see: