Clear
May 29, 2020

Toughbuilt Industries, Inc.

$18 Million

Follow-On

Book-Runner Proprietary Transactions
April 15, 2020

eSports Entertainment Group

$8.4 Million

Uplisting

Book-Runner Proprietary Transactions
March 10, 2020

Urban Compass, Inc.

$2.6 Million

Common Stock

Sole Placement Agent Buttonwood Investments
February 19, 2020

Genprex, Inc.

$17.5 Million

Registered Direct

Placement Agent Proprietary Transactions
January 27, 2020

AMMO, Inc

$2.5 Million

Bridge Offering

Sole Placement Agent Proprietary Transactions
January 27, 2020

Genprex, Inc.

$8 Million

Registered Direct

Placement Agent Proprietary Transactions
December 6, 2019

eSports Entertainment Group

$1 Million

Bridge Offering

Placement Agent Proprietary Transactions
December 6, 2019

PainReform, Ltd.

$1.4 Million

Bridge Offering

Placement Agent Proprietary Transactions
November 22, 2019

Genprex, Inc.

$1.3 Million

Registered Direct

Placement Agent Proprietary Transactions
November 13, 2019

Applied DNA Sciences

$12 Million

Follow-On Offering

Co-Manager Proprietary Transactions
November 7, 2019

CNS Pharmaceuticals

$8.5 Million

Follow-On Offering

Co-Manager Proprietary Transactions
November 6, 2019

Kubient, Inc

$1.1 Million

Bridge Offering

Placement Agent Proprietary Transactions
September 11, 2019

Marqeta, Inc.

$5.8 Million

Private Placement

Sole Placement Agent Buttonwood Investments
July 31, 2019

Impossible Foods Inc.

$6.8 Million

Private Placement

Sole Placement Agent Buttonwood Investments
June 28, 2019

Kubient, Inc

$2.5 Million

Bridge Offering

Placement Agent Proprietary Transactions
June 21, 2019

Artelo Biosciences, Inc.

$8 Million

Follow-On Offering

Co-Manager Proprietary Transactions