Clear
November 18, 2016

Delivery Agent

M&A

Advisor Proprietary Transactions
November 1, 2016

Sysorex

$10 Million

Senior Secured Credit Facility

Proprietary Transactions
October 27, 2016

Aytu BioScience, Inc.

$8.6 Million

Secondary/Follow-On

Joint Book-Runner Proprietary Transactions
October 17, 2016

ToughBuilt Industries, Inc.

$6.1 Million

Private Placement

Sole Placement Agent Proprietary Transactions
September 27, 2016

Blackfield Office Suites

$18.5 Million

Proprietary Transactions
August 22, 2016

Optex Systems Holdings, Inc.

$4.8 Million

Follow-on Direct

Sole Book-Runner Proprietary Transactions
August 15, 2016

Sorrento Therapeutics, Inc.

$200 Million

Fairness Opinion

Advisor Proprietary Transactions
August 8, 2016

Sorrento Therapeutics, Inc.

$70 Million

Fairness Opinion

Advisor Proprietary Transactions
July 29, 2016

Cellect Biotechnology Ltd.

$8.4 Million

IPO

Co-Manager Proprietary Transactions
July 14, 2016

Rennova Health, Inc.

$8.6 Million

Secondary/Follow-On

Sole Book-Runner Proprietary Transactions
June 29, 2016

Kitov Pharmaceuticals Holdings Ltd.

$12 Million

Secondary/Follow-On

Lead Co-Manager Proprietary Transactions
June 15, 2016

Intellicheck Mobilisa, Inc.

$2.1 Million

Secondary/Follow-On

Sole Book-Runner Proprietary Transactions
May 16, 2016

DocuSign Inc.

$6 Million

Private Placement

Sole Placement Agent Buttonwood Investments
May 3, 2016

Aytu BioScience, Inc.

$7.5 Million

Secondary/Follow-On

Sole Book-Runner Proprietary Transactions
April 3, 2016

Staffing 360 Solutions, Inc.

$2 Million

Registered Direct

Sole Book-Runner Proprietary Transactions
March 4, 2016

LabStyle Innovations Corp.

$8.5 Million

Secondary/Follow-On

Joint Book-Runner Proprietary Transactions