Clear
June 8, 2017

Immuron Limited

$6.1 Million

US Initial Public Offering

Co-Manager Proprietary Transactions
June 2, 2017

Ampio Pharmaceuticals, Inc.

$6.3 Million

Registered Direct

Placement Agent Proprietary Transactions
May 25, 2017

MRI Interventions, Inc.

$13.3 Million

PIPE

Placement Agent Proprietary Transactions
May 11, 2017

Staffing 360 Solutions

$3 Million

At The Market Offering

Advisor Advisory Transactions
May 8, 2017

S L Bright has been acquired by Arkados

$15 Million

Acquisition

Advisor Advisory Transactions
April 25, 2017

Catasys, Inc

$16.5 Million

Follow-On

Sole Book-Runner Proprietary Transactions
April 13, 2017

Sorrento Therapeutics

$47.3 Million

Follow-On

Co-Manager Proprietary Transactions
April 13, 2017

DocuSign Inc.

$6 Million

Private Placement

Sole Placement Agent Buttonwood Investments
March 31, 2017

Aveo Pharmaceuticals

$15.5 Million

Follow-On

Advisor Proprietary Transactions
March 30, 2017

Akers Biosciences, Inc

$2 Million

PIPE

Placement Agent Proprietary Transactions
March 29, 2017

Hyperloop One

$11.4 Million

Private Placement

Sole Placement Agent Buttonwood Investments
March 14, 2017

AMERI Holdings, Inc.

Valuation Analysis

Advisor Advisory Transactions
March 10, 2017

Parateum Corp.

$3.5 Million

Follow-On

Sole Book-Runner Proprietary Transactions
March 9, 2017

Photonics Management Corp.

Valuation Analysis

Advisor Advisory Transactions
March 8, 2017

Meridian Waste Solutions

$30 Million

Fairness Opinion

Advisor Advisory Transactions
March 1, 2017

FlexShopper, LLC

Advisory

Advisor Advisory Transactions