Clear
August 31, 2017

Pyxis Oncology, Inc.

$0.8 Million


Placement Agent Proprietary Transactions
August 15, 2017

Aytu BioPharma, Inc.

$11.8 Million


Placement Agent Proprietary Transactions
August 11, 2017

SharedLABS, Inc.

$12 Million


Proprietary Transactions
June 28, 2017

Meridian Waste Holdings, LLC

$4 Million


Co-Manager Proprietary Transactions
June 21, 2017

SG Blocks, Inc.

$8.6 Million


Sole Book-Runner Proprietary Transactions
June 8, 2017

Immuron Limited

$6.1 Million


Co-Manager Proprietary Transactions
June 2, 2017

Ampio Pharmaceuticals, Inc.

$6.3 Million


Placement Agent Proprietary Transactions
May 25, 2017

MRI Interventions, Inc.

$13.3 Million


Placement Agent Proprietary Transactions
April 25, 2017

Catasys, Inc.

$16.5 Million


Sole Book-Runner Proprietary Transactions
April 13, 2017

Sorrento Therapeutics, Inc.

$47.3 Million


Co-Manager Proprietary Transactions
March 31, 2017

AVEO Pharmaceuticals, Inc.

$15.5 Million


Advisor Proprietary Transactions
March 30, 2017

Akers Biosciences, Inc.

$2 Million


Placement Agent Proprietary Transactions
March 10, 2017

Pareteum Corporation

$3.5 Million


Sole Book-Runner Proprietary Transactions
February 10, 2017

Sachem Capital Partners, LLC

$13 Million


Sole Book-Runner Proprietary Transactions
January 24, 2017

Meridian Waste Holdings, LLC

$12.4 Million


Sole Book-Runner Proprietary Transactions
January 20, 2017

Stemline Therapeutics, Inc.

$45 Million


Co-Manager Proprietary Transactions