Clear
January 18, 2017

Akoustis Technologies, Inc.

$10 Million

PIPE

Placement Agent Proprietary Transactions
January 10, 2017

Akers Biosciences, Inc.

$2 Million

Follow-On

Sole Book-Runner Proprietary Transactions
December 7, 2016

Polar Power, Inc.

$19.3 Million

IPO

Joint Book-Runner Proprietary Transactions
November 18, 2016

Delivery Agent, Inc.

M&A

Advisor Proprietary Transactions
October 27, 2016

Aytu BioPharma, Inc.

$8.6 Million

Secondary/Follow-On

Joint Book-Runner Proprietary Transactions
October 17, 2016

ToughBuilt Industries, Inc.

$6.1 Million

Private Placement

Sole Placement Agent Proprietary Transactions
August 22, 2016

Optex Systems Holdings, Inc.

$4.8 Million

Follow-on Direct

Sole Book-Runner Proprietary Transactions
July 29, 2016

Cellect Biotechnology Ltd.

$8.4 Million

IPO

Co-Manager Proprietary Transactions
July 14, 2016

$8.6 Million

Secondary/Follow-On

Sole Book-Runner Proprietary Transactions
June 29, 2016

Kitov Pharmaceuticals Ltd.

$12 Million

Secondary/Follow-On

Lead Co-Manager Proprietary Transactions
June 15, 2016

Intellicheck, Inc.

$2.1 Million

Secondary/Follow-On

Sole Book-Runner Proprietary Transactions
May 3, 2016

$7.5 Million

Secondary/Follow-On

Sole Book-Runner Proprietary Transactions
April 3, 2016

Staffing 360 Solutions, Inc.

$2 Million

Registered Direct

Sole Book-Runner Proprietary Transactions
March 4, 2016

DarioHealth Corp.

$8.5 Million

Secondary/Follow-On

Joint Book-Runner Proprietary Transactions
March 1, 2016

340B Technologies, Inc.

$2 Million

Senior Secured Term Loan

Proprietary Transactions
December 17, 2015

Nanosphere, Inc.

$10 Million

Secondary/Follow-On

Lead Co-Manager Proprietary Transactions