Clear
December 6, 2019

Painreform Ltd.

$1.4 Million

Bridge Offering

Placement Agent Proprietary Transactions
November 22, 2019

Genprex, Inc.

$1.3 Million

Registered Direct

Placement Agent Proprietary Transactions
November 13, 2019

Applied DNA Sciences, Inc.

$12 Million

Follow-On

Co-Manager Proprietary Transactions
November 7, 2019

CNS Pharmaceuticals, Inc.

$8.5 Million

Follow-On

Co-Manager Proprietary Transactions
November 6, 2019

Kubient, Inc.

$1.1 Million

Bridge Offering

Placement Agent Proprietary Transactions
June 28, 2019

Kubient, Inc.

$2.5 Million

Bridge Offering

Placement Agent Proprietary Transactions
June 21, 2019

Artelo Biosciences, Inc.

$8 Million

Follow-On

Co-Manager Proprietary Transactions
April 16, 2019

Adial Pharmaceuticals Inc.

$12 Million

Follow-On

Co-Manager Proprietary Transactions
February 26, 2019

Envision Solar International, Inc.

$9.2 Million

Follow-On

Co-Manager Proprietary Transactions
November 26, 2018

Empire Energy Group

$2 Million

Bridge Offering

Placement Agent Proprietary Transactions
November 9, 2018

ToughBuilt Industries, Inc.

$13.4 Million

Initial Public Offering

Co-Manager Proprietary Transactions
July 26, 2018

Adial Pharmaceuticals Inc.

$7.2 Million

Initial Public Offering

Co-Manager Proprietary Transactions
June 28, 2018

Entera Bio Ltd.

$11.2 Million

Initial Public Offering

Co-Manager Proprietary Transactions
June 3, 2018

Adial Pharmaceuticals Inc.

$0.3 Million

Bridge Offering

Placement Agent Proprietary Transactions
May 16, 2018

ToughBuilt Industries, Inc.

$0.7 Million

Bridge Offering

Placement Agent Proprietary Transactions
March 14, 2018

ToughBuilt Industries, Inc.

$0.8 Million

Bridge Offering

Placement Agent Proprietary Transactions