Clear
December 9, 2019

Pain Reform Ltd.

$0.5 Million

Private Placement

Placement Agent Equity Capital Markets
December 6, 2019

eSports Entertainment Group

$0.5 Million

Private Placement

Placement Agent Equity Capital Markets
November 22, 2019

Genprex, Inc.

$1.3 Million

Registered Direct

Placement Agent Equity Capital Markets
November 16, 2019

Kubient, Inc.

$1.1 Million

Private Placement

Placement Agent Equity Capital Markets
August 29, 2019

eSports Entertainment Group

$0.1 Million

Bridge Offering

Placement Agent Equity Capital Markets
August 22, 2019

Pain Reform Ltd.

$1 Million

Private Placement

Placement Agent Equity Capital Markets
August 14, 2019

eSports Entertainment Group

$0.2 Million

Bridge Offering

Placement Agent Equity Capital Markets
June 28, 2019

Kubient, Inc.

$0.5 Million

Bridge Offering

Placement Agent Equity Capital Markets
June 21, 2019

Artelo Biosciences, Inc.

$8 Million

Follow-On Offering

Co-Manager Equity Capital Markets
May 23, 2019

Kubient, Inc.

$0.4 Million

Bridge Offering

Placement Agent Equity Capital Markets
April 26, 2019

Kubient, Inc.

$1.7 Million

Bridge Offering

Placement Agent Equity Capital Markets
April 16, 2019

Envision Solar International, Inc.

$12 Million

Follow-On Offering

Co-Manager Equity Capital Markets
February 26, 2019

Adial Pharmaceuticals LLC

$9.2 Million

Secondary/Follow-On

Joint Book-Runner Equity Capital Markets
November 26, 2018

eSports Entertainment Group

$2.2 Million

Private Placement

Equity Capital Markets
November 9, 2018

ToughBuilt Industries, Inc.

$13.4 Million

IPO

Equity Capital Markets
July 26, 2018

Adial Pharmaceuticals, LLC

$7.2 Million

IPO

Sole Book-Runner Equity Capital Markets